Investment Management

1035 Capital Management LLC is a St. Louis based equity manager dedicated to generating premier investment returns for our individual, advisor, and institutional clients. We are an independent and 100% employee owned investment advisor. Our team’s top priority is to provide a superior investment experience for our clients through strong investment performance and excellent customer service. Learn more about our current strategies –

Don’t see what you’re looking for? We often partner with clients to tailor our strategies to fit their needs. Contact us today to start a conversation.

Why Separately Managed Accounts?

Our investment strategies are currently available through separately managed accounts (SMAs). An SMA is an investment vehicle composed of stocks, bonds, cash, or other securities overseen by a professional investment manager. With SMAs, investors benefit from direct ownership of securities versus mutual funds and exchange-traded funds (ETFs) where money is pooled with that of other investors. The difference is key to understanding the many advantages of SMAs –

  • Direct ownership – Investors own the individual securities in their portfolio rather than shares of a fund.
  • Personalization – Portfolios are customizable to address client’s personal preferences, unique circumstances, and investment objectives.
  • Transparency – Investors have access to their accounts 24/7.
  • Flexibility – Managers have greater flexibility to navigate rapidly-changing market conditions.
  • Fewer Fees – Investors pay one asset under management (AUM) fee.
  • Tax Efficiency – Investors have increased ability to harvest tax losses.
  • Funding – Accounts can be funded with cash and securities.

Interested in learning more? Check out our guide to SMAs.

Custodian

At 1035, our trusted custodian is Interactive Brokers LLC. This financial institution holds our customers’ securities for safekeeping in order to minimize the risk of theft or loss. 

Interactive Brokers LLC provides a number of client benefits including: asset protection, account servicing, and assurance with compliance with government regulations.

Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations.  Interactive Brokers does not endorse or recommend any introducing brokers, third-party financial advisors or hedge funds, including Bristol Financial LLC.  Interactive Brokers provides execution and clearing services to customers.  None of the information contained herein constitutes a recommendation, offer, or solicitation of an offer by Interactive Brokers to buy, sell or hold any security, financial product or instrument or to engage in any specific investment strategy. Interactive Brokers makes no representation, and assumes no liability to the accuracy or completeness of the information provided on this website. For more information regarding Interactive Brokers, please visit www.interactivebrokers.com.