Individual Investors

At 1035 Capital, our innovative approach to investing is focused on understanding your financial goals and providing personalized investment solutions.

Our SMA strategies offer individual investors many benefits including direct ownership in individual securities rather than shares of a fund. This means that you have greater flexibility and control over how you fund your account as well manage your tax liabilities. There are also no hidden fees – investors only pay one asset under management (AUM) fee plus any brokerage commissions incurred.

Confidently invest in your future knowing our dedicated, professional team is working to safeguard and build your wealth for the long-term. 

Access to this type of institutional investing is usually reserved for top tier clients of major investment managers. 1035 Capital believes all investors should have access to premier institutional-caliber investment management. We provide this access directly or through our select group of financial advisor partners.

As fiduciary wealth consultants, we engage in fee-based relationships with our clients and receive no compensation from third party investment providers. We uphold the CFA® Institute’s Code of Ethics and Standards of Professional Conduct which are among the highest ethical standards critical to maintaining the public’s trust in financial markets and in the investment profession.

We invite you to learn more about 1035 Capital and get to know our principal.